Notice Change Requirements Interest Small Business Innovation Research SBIR) Small Business Technology Transfer STTR) Applications Directed Enhanced Pain Management Improved Treatments Opioid Misuse Addiction Notice Number: NOT-NS-18-076 Key Dates Release Date: July 23, 2018 Related Announcements PA-18-573 PA-18-574 PA-18-575 PA-18-576 PAR-18-617 PAR-18-618 Issued National Institute Neurological Disorders Stroke NINDS) National Institute Drug Abuse NIDA) Purpose purpose this Notice to inform potential SBIR STTR applicants areas special interest related the NIH Helping End Addiction Long-term HEAL) Initiative, effort speed scientific solutions stem national opioid public health crisis. National Institute Neurological Disorders Stroke NINDS) interested receiving applications directed improving pain treatment, including development new non-addictive medications devices objective pain measurement. addition, NINDS interested new screening tools models focused specifically pain development pain therapies. National Institute Drug Abuse NIDA) specifically interested receiving applications develop new approaches the prevention treatment opioid misuse, overdose addiction will help people opioid disorder OUD) achieve maintain meaningful sustained recovery. Notice also informs small business community a new requirement matching funds awarding grants through HEAL Initiative to for-profit applicant organizations. Public Law 115-141, Consolidated Appropriations Act 2018 signed March 23, 2018) includes requirement grantees for-profit applicant organizations must provide 50% match and/or in-kind contribution of federally awarded dollars under grant award direct costs, well facilities administrative costs) research related opioid addiction, development opioid alternatives, pain management addiction treatment. Notice details matching/in-kind contribution requirement the HEAL Initiative how applies for-profit organizations apply to PA-18-573, PA-18-574, PA-18-575, PA-18-576, PAR-18-617, and PAR-18-618, amends following sections of PA-18-573, PA-18-574, PA-18-575, PA-18-576, PAR-18-617, and PAR-18-618 listed below. Part 2, Section I, Funding Opportunity Description Additional language: NIH Helping End Addiction Long-term HEAL) Initiative: The HEAL Initiative an NIH wide effort speed scientific solutions stem national opioid public health crisis. NIH interested receiving research related opioid addition, development opioid alternatives, pain management addiction treatment. Public Law 115-141, Consolidated Appropriations Act 2018 signed March 23, 2018) includes requirement grantees for-profit applicant organizations must provide 50% match and/or in-kind contribution of federally awarded dollars under grant award direct costs, well facilities administrative costs) research related opioid addiction, development opioid alternatives, pain management addiction treatment. Matching Requirement: A grantee a for-profit organization funded through HEAL Initiative under PA-18-573, PA-18-574, PA-18-575, PA-18-576, PAR-18-617, and PAR-18-618 must match funds provide documented in-kind contributions a rate not less 50% the total-Federally awarded amount, stipulated Public Law 115-141, Consolidated Appropriations Act 2018.The applicant be required demonstrate matching funds and/or in-kind contributions committed available the time of, for duration of, award. Applications must identify source amount funds proposed meet matching requirement how value in-kind contributions determined. matching funds and/or in-kind contributions must used the portion allowable project costs paid Federal funds under grant award. NIH not the recipient, nor serve a pass-through entity, any such matching funds and/or in-kind contributions required under announcement. See 45 CFR 75.306 for additional details. Part 2, Section III, Cost Sharing Current language: FOA does require cost sharing defined the NIH Grants Policy Statement. Revised language: grantees a for-profit organization, FOA does require cost sharing research through HEAL Initiative related opioid addition, development opioid alternatives, pain management addiction treatment defined the NIH Grants Policy Statement. information cost matching requirements in Section IV.2 R&R Modular Budget. Part 2, Section IV, R&R Budget Current language: instructions the SF424 R&R) Application Guide must followed. Revised language: instructions the SF424 R&R) Application Guide must followed. Cost Matching Requirement For-profit Applicants funded through HEAL Initiative: Cost matching documented in-kind contributions required for-profit organizations funded through HEAL Initiative research related opioid addition, development opioid alternatives, pain management addiction treatment. for-profit awardee required match funds provide least 50% matching funds documented in-kind contributions a rate not less 50% the the total-Federally awarded amount direct costs, well facilities administrative costs), stipulated Public Law 115-141, Consolidated Appropriations Act 2018. Federal funds not used a source matching funds. Generally, cost matching requirements not met the following sources: a) Costs borne another Federal grant sub award; b) Costs contributions toward cost sharing another Federal grant, Federal procurement contract, any award Federal funds; c) Cost services property financed income earned contractors under contract the recipient sub recipient); d) Program income; e) Patient incentives. for-profit organization be required demonstrate matching funds and/or in-kind contributions committed available the time of, for duration of, award. Applicants must submit budgets clearly document total costs, source amount matching funds, how valuation determined the case in-kind contributions, well the Federal Institutional non-Federal) components the budget. matching funds and/or in-kind contributions must used the portion allowable project costs paid Federal funds under grant award. NIH not the recipient, nor serve a pass-through entity, any such matching funds and/or in-kind contributions required under announcement. 45 CFR 75.306 additional details. Budget Justification: All for-profit applicants must document matching non-Federal) component the federal non-matching) component the total project budget. is, requested budget plus cost-matching budget must detailed tabular format document cost-matching non-Federal) component the federal non-cost matching) component. amount matching subject adjustment based total allowable costs incurred. costs contributions used satisfy matching requirement must documented the recipient, including the value in-kind contributions determined, are subject audit. cost matching requirement not negotiable for-profit organizations. Part 2, Section IV, Letters Support Additional language: Letters Support: HEAL Initiative For-profit applicants research related opioid addition, development opioid alternatives, pain management addiction treatment seeking funding through HEAL Initiative must include letter(s) support confirming the required secured cost matching cash; in-kind commitments such salary, consultant costs, equipment) available confirm the essential personnel the authority within organization allocate resources. Part 2, Section V, Budget Period Support Budget Period Support Additional language: Specific this FOA: research related opioid addition, development opioid alternatives, pain management addiction treatment seeking funding through HEAL Initiative: likely it the plans cost matching be adequate? Part 2, Section VI, Award Administration Information, Award Notices Additional language: Special award condition specific this FOA: grantee a for-profit organization funded through HEAL Initiative research related opioid addiction, development opioid alternatives, pain management addiction treatment under announcement must match funds provide documented in-kind contributions a rate not less 50% the total-Federally awarded amount, stipulated Public Law 115-141, Consolidated Appropriations Act 2018. 45 CFR 75.306 additional details. Matching funds must non-Federal funds set aside this project are available the source(s) identified the application, committed by recipient. Cost matching be evaluated the awarding office ensure this requirement being met. Compliance the matching requirement must verified an annual basis must documented the annual final FFR. Part 2, Section VI, Reporting Current language: NIH requires SBIR/STTR grantees submit following reports within 90 days the end the grant budget period unless grantee under extension. multiple years involved, awardees be required submit the Research Performance Progress Report RPPR) annually financial statements required the NIH Grants Policy Statement. Final RPPR (requirements recently changed - please the NOT-OD-17-085
https://grants.nih.gov/grants/guide/notice-files/NOT-OD-17-085.html) Final Invention Statement Certification HHS 568) Annual Invention Utilization Reports Federal Financial Report FFR) replaced Final Cash Transaction Report PSC 272) Phase II Data Collection Requirement Government Tech-Net Database Revised language: NIH requires SBIR/STTR grantees submit following reports within 90 days the end the grant budget period unless grantee under extension. multiple years involved, awardees be required submit the Research Performance Progress Report RPPR) annually financial statements required the NIH Grants Policy Statement. Final RPPR (requirements recently changed - please the NOT-OD-17-085
https://grants.nih.gov/grants/guide/notice-files/NOT-OD-17-085.html) Final Invention Statement Certification HHS 568) Annual Invention Utilization Reports Federal Financial Report FFR) (including Federal non-Federal share cost matching applicable) replaced Final Cash Transaction Report PSC 272) Phase II Data Collection Requirement Government Tech-Net Database other aspects the FOA remain unchanged. Inquiries Please direct inquiries to: Stephanie Fertig, MBA National Institute Neurological Disorders Stroke NINDS) Telephone:301-496-1779 Email:
fertigs@ninds.nih.gov Elena Koustova, PhD, MBA National Institute Drug Abuse NIDA) Telephone: 301-496-8768 Email:
koustovae@mail.nih.gov