Genetics Working Group
Michael Hutton (Chair) PhD, Mayo Clinic College of Medicine, Jacksonville FL.
John Hardy PhD, NIH/NIA
Katrina Gwinn-Hardy MD, NIH/NINDS
Christine van Broeckhoven PhD, DSc, University of Antwerp-CDE, Antwerpen Belgium
Rosa Rademakers PhD, Mayo Clinic College of Medicine, Jacksonville FL.
Diane Murphy PhD, NIH/NINDS
1. Incidence and Prevalence of FTD
Only a limited number of studies have been performed to estimate the prevalence and incidence rates of FTD. The incidence of FTD in Rochester, Minnesota, was 2.2 for ages 40 to 49, 3.3 for ages 50 to 59, and 8.9 for ages 60 to 69 1 . The prevalence of FTD was relatively high (15 per 100,000) in a 45- to 64-year-old UK population2, however, the estimates from a study performed in The Netherlands were lower with a prevalence of 3.6 per 100,000 among the 50- to 59-year-old and 9.4 per 100,000 in the 60- to 69-year-old population3.
Since the current estimates have been limited by small study populations or patient selection bias in the study design, it is clear that this research needs to be updated. Moreover, recent advances in the diagnosis and definition of FTD should allow more accurate determination of disease prevalence and incidence. The identification of TDP-43 immunoreactive inclusions as a major feature of the histopathology of FTLD-U also means that retrospective analyses of patient brain autopsy series can be performed to provide improved data on FTD misdiagnosis rates.
2. Identification of additional genetic loci for familial and idiopathic FTD
To date, mutations in four different genes (MAPT, PGRN, VCP and CHMP2B) have been shown to cause familial forms of FTD. In all cases the pattern of inheritance is autosomal dominant although at this point there is no clear evidence of a direct mechanistic link between any of these proteins. Mutations in VCP and PGRN give rise to FTLD-U neuropathology with TDP-43 immunoreactive neuronal cytoplasmic and intranuclear inclusions4, 5. In contrast, pathogenic mutations in MAPT are inevitably associated with tau histopathology of varying types6, 7.
Despite this progress over the last 10 years, it is clear that additional unidentified genetic loci exist for familial FTD. At least one major gene for FTD and MND appears to reside on chromosome 9p8, 9. Considerable effort is currently being focused on this locus by multiple groups as an increasing number of families are reported with evidence of linkage to this region. The identification of the relevant disease gene on chromosome 9p is a major priority for genetic research in FTD. However, many families with FTD, including those with an autosomal dominant pattern of inheritance, do not show evidence of mutations in the previously reported FTD genes and also do not appear to be linked to chromosome 9p. As a result it is anticipated that additional loci for familial FTD remain to be mapped. Creation of a funded DNA bank for FTD families would clearly assist with progress in this area (see Specific recommendations).
Little attempt has thus far been made to systematically identify common genetic risk factors within the genome for idiopathic FTD. The only exception has been the identification of the MAPT H1/H1 genotype as a risk factor for the related tauopathies PSP and CBD10, 11. Genetic association studies in FTD case-control series have long been hampered by the clinical heterogeneity of the condition. However, the increasing size of available FTD brain autopsy series now means that through collaborative efforts large case-control (~1000 vs 1000) series can be assembled that are restricted to specific sub-types of FTD based on histopathology (ie MAPT and TDP-43-positive inclusions). Genome-wide association studies within these pathology-confirmed FTD patient series are now an obvious priority (see Specific Recommendations).
Suggestions for future resource development and initiatives
a. Creation of a DNA bank for FTD families at the Indiana or Coriell repositories
Establishment of such a bank will require the input of a panel of experts that will determine clinical and family structure inclusion criteria. This is similar to the model established for the NCRAD repository for AD families at Indiana University.
Prof. Bruce Miller (UCSF) has agreed to chair the panel and will focus on clinical criteria. Prof. Mike Hutton (Mayo Clinic) will provide advice on genetic considerations. Finally, the inclusion of an expert in MND was recommended since a significant proportion of the banked FTD families are expected to include cases of MND.
b. Performance of a Genome Wide Association study in FTD
In addition to loci for rare forms of familial FTD, there are likely to be common genetic factors that contribute to the risk of developing idiopathic disease. The recent identification of TDP-43 as a major component of the ubiquitin-immunoreactive inclusions in patients with FTLD-U has allowed the sub-division of FTD patients on the basis of histopathological findings (ie tauopathy and TDP-43 immunoreactive types). As a result genetic studies in FTD would now clearly benefit from the performance of suitably powered genome-wide association (GWA) studies. GWA studies have already been performed in the related tauopathy Progressive Supranuclear Palsy (PSP)12 and as a result a major priority should be a GWA study in patients with FTLD-U (TDP-43). This might then be followed at a later stage by a GWA performed specifically on FTD cases with MAPT histopathology (Pick’s, CBD and others).
Virginia Lee at the University of Pennsylvania has obtained funding to perform a GWA in FTLD-U through the Children’s Hospital of Pennsylvania (CHoP). The aim is to perform this study with 1000 cases of pathology-confirmed FTLD-U (including FTD-MND cases) using the Illumina platform and Human Hapmap300 chips. SNP genotype data from FTD cases will be compared with publicly available genotype data from control individuals obtained using the same platform. In order to obtain the 1000 cases a multi-site consortium is being established by Dr Lee. Data analysis will initially be performed in collaboration with geneticists at CHoP however genotype data will be available to all members of the consortium.
3. VCP and CHMP2b mutations in FTD
Mutations in the valosin-containing protein (VCP)13 and charged multivesicular body protein 2B (CHMP2B) 14 have been shown to be rare causes of familial FTD. VCP is an AAA-type ATPase likely involved in endoplasmic reticulum-associated protein degradation while CHMP2B is a component of the endosomal sorting complex (ESCRTIII) required for the translocation and turnover of cell surface receptor complexes13, 14. Mutations in both genes are rare 13-15 , nonetheless the pathogenic mechanisms involved may well have broader significance to idiopathic FTD. Interestingly, despite the fact that mutations in VCP are associated with a rare variant of FTD, with patients also developing inclusion body myopathy and Paget disease of bone, the neuropathology in these cases is that of FTLD-U with TDP-43 positive neuronal intracytoplasmic and abundant intranuclear inclusions5. This implies that the mutations in VCP initiate a common neurodegenerative cascade that also occurs in idiopathic FTLD-U, which is associated with the mislocalization and aggregation of TDP-43. As a result, additional functional studies examining the pathogenic mechanism of VCP mutations and their link to TDP-43 are warranted.
The histopathology in cases with mutations in CHMP2B remains unclear. At this stage further studies are needed to determine if these cases also develop significant TDP-43-positive inclusion pathology or whether these mutations are associated with a different form of tau-negative histopathology. Future studies will be critical to determine the extent to which mutations in this gene can be related to idiopathic forms of FTD.
4. MAPT mutations in FTDP-17 and H1 haplotypes as a genetic risk factor for tauopathy.
More than 40 different mutations have now been identified in MAPT that cause FTDP-17 presenting with a variety of clinical and pathological phenotypes. 6, 16,17. The mutations in MAPT can be broadly split into two types6, 17: the first group disrupt the microtubule binding properties of tau and/or directly enhance the aggregation of tau18, 19. These mutations almost exclusively affect the C-terminal region that contains the microtubule binding domains. The second group of MAPT mutations disrupt the alternative splicing of exon 10 and thus alter the ratio of 4R to 3R tau isoforms which is sufficient to cause pathogenesis17, 20. All of these splicing mutations occur within exon 10 or its flanking intronic sequences.
The mechanism by which the exon 10 splicing mutations cause disease is still uncertain, however it is striking that all but two mutations (16 of 18) increase the splicing-in of exon 10 and thus the level of 4R tau. Moreover, the two remaining mutations (delK280 and E10+19) that have the opposite effect, increasing 3R tau, have not been convincingly shown to segregate with the disease in any given family21, 22. These genetic results imply that increasing 4R tau has a stronger pathogenic impact than increasing 3R tau and indeed it cannot be excluded that only mutations which increase 4R tau are actually disease-causing. Because of this uncertainty it is clear that additional studies are required to determine the relative roles of 4R and 3R tau in the development of FTDP-17(MAPT) and other tauopathies including Alzheimer’s disease. In addition to the rare, highly penetrant mutations in MAPT that cause FTDP-17, common genetic variants within MAPT also influence risk for the development of the “sporadic” tauopathies PSP and CBD10, 11. The neuropathology of both tauopathies is characterized by the selective deposition of 4R tau isoforms in filamentous inclusions within neurons and glia. The chromosomal region around MAPT has a highly unusual structure in that an ancient inversion event between two Low Copy Repeats (LCR) (~750KDa) has resulted in two common MAPT haplotype groups (H1 and H2) that are inverted relative to each other, in European and admixed populations23. H1 and H2 are defined by a large number of polymorphisms (>400) that are in complete linkage disequilibrium with each other, with no recombination observed between the two haplotypes within the inverted region10, 23, 24.
The H1/H1 genotype has been consistently associated with an increased risk for PSP and CBD with up to 95% of patients in some series having this genotype, compared to 50-65% in European and US control populations.10, 25. Recently, several groups have further identified H1 sub-haplotypes that account at least in part for the H1/H1 MAPT association with tauopathy26, 27. Moreover, Myers and colleagues further demonstrated that one of these haplotypes, designated H1c, appears to be associated with higher levels of MAPT RNA and especially with exon 10 containing transcripts28. As a result the increase in risk for PSP and CBD, associated with inheritance of the MAPT H1/H1 genotype, may simply reflect higher levels, in the brain, of both total MAPT protein and selectively the 4R isoforms which would be expected to create a permissive environment for the development of these tauopathies. It is clear that this area will require further research both to better define the genetic association between the MAPT haplotypes and tauopathy and also to confirm the pathogenic mechanism of this association.
Suggestions for future resource development and initiatives
Stimulate research into the role of 4R vs 3R tau isoforms in FTDP-17, AD, PSP and other tauopathies:
The mechanism by which MAPT splicing mutations, which disrupt the 4R:3R isoform ratio, cause neurodegeneration has remained uncertain since they were first reported in 1998. However, mounting evidence suggests that only mutations that increase 4R isoforms are pathogenic in FTDP-17 families. Indeed, it is already clear that increasing MAPT 4R isoforms has a more severe pathogenic impact than increasing 3R isoforms. As a result, additional focus on the relative roles of 4R vs 3R MAPT in both FTDP-17 and other tauopathies is warranted. It was therefore suggested that the NIA/NINDS stimulate research in this area by issuing a specific “RFA” in this area of research.
5. Null mutations in PGRN cause MAPT-negative FTDP-17 with intraneuronal TDP-43 immunoreactive inclusions
The identification of mutations in Progranulin (PGRN), in 2006, in families with FTDP-17 that lacked MAPT mutations finally resolved a longstanding question about the underlying genetic cause of the disease in this group of patients29, 30. Indeed, all previously known cases of FTDP-17 have now been explained by mutations in either MAPT or PGRN. The two genes are less than 2Mb apart on chromosome 17q21 however thus far there is nothing to suggest that this is anything other than a simple coincidence29, 30.
To date 47 mutations have been identified in PGRN that all appear to create functional null alleles29-37, most commonly through the introduction of a premature termination codon that leads to degradation of the mutant PGRN RNA through nonsense mediated decay. As a result it is almost certain that these mutations cause FTD through haploinsufficiency, thereby reducing the level of PGRN protein, sufficient to result in an adult-onset neurodegenerative disease29, 30. Given the effects of these mutations it is critical to understand the normal function of PGRN within the brain (See Specific Recommendation).
PGRN is known to be a pluripotent growth factor that is involved in multiple tissue remodeling processes including wound repair, development and tumorigenesis38, 39. However its importance for neuronal survival and/or function has previously received little attention. It is known that PGRN is expressed within neurons and is therefore likely to have neurotrophic effects, however it is also upregulated within activated microglia as part of the brain’s response to injury38. Regardless of the precise effect of PGRN haploinsufficiency, it is known that, in FTD patients, this eventually results in the mislocalization of TDP-43 and its accumulation into neuronal cytoplasmic and intranuclear inclusions4. As a result the PGRN mutations appear likely to activate the same neurodegenerative cascade that is associated with TDP-43 inclusion histopathology in all forms of FTLD-U and also with a significant proportion of cases of Amyotrophic Lateral Sclerosis (ALS). Moreover, the haploinsufficiency mechanism of the PGRN mutations implies that therapies designed to replace PGRN (e.g. by stimulating the remaining normal allele to express PGRN at higher levels) represent a clear strategy to prevent FTD onset in mutation carriers and possibly to treat the disease in affected individuals. The fact that PGRN is upregulated within activated microglia in many neurodegenerative diseases, including Alzheimer’s disease and ALS, also implies that PGRN is likely to perform a critical role in the repair or inflammatory response to brain injury and may thus have therapeutic relevance in these other conditions38. Future studies will examine this question by a range of approaches, most immediately it will be interesting to determine if common genetic variants within PGRN influences risk for the development of idiopathic FTLD-U as well as ALS, AD and other neurodegenerative conditions that feature upregulation of PGRN expression.
Suggestions for future resource development and initiatives
Workshop on the biology of PGRN/TDP-43
Over the past year loss of function mutations in PGRN have been shown to cause familial FTLD-U and TDP-43 has been identified as a major component of the ubiquitin-immunoreactive neuronal inclusions, in FTLD-U and idiopathic ALS. Although these two findings will have a major impact within the field over the next few years, the role of these proteins in neuronal survival and function is currently uncertain. As a result a major recommendation of the Genetics sub-group was that the NIA/NINDS should finance a workshop on the biology of PGRN and TDP-43. This meeting would bring together researchers studying the role of TDP-43 and PGRN in neurodegeneration as well those who have previously examined these proteins in other contexts.
THE PATHOLOGY WORKING GROUP SUMMARY AND SUGGESTIONS FOR
FUTURE RESOURCE DEVELOPMENT AND RESEARCH INITIATIVES
Dennis W. Dickson, M.D., Mayo Clinic, Jacksonville, Fl (Chair)
Bernardino Ghetti, MD, Indiana University, Indianapolis, IN
Antony R. Horton, PhD, Alzheimer’s Drug Discovery Foundation, New York, NY
Virginia M-Y Lee, PhD, University of Pennsylvania, Philadelphia, PA
Ian R. A. Mackenzie, MD, University of British Columbia, Vancouver, Canada
Manuela Neumann, MD, PhD, Ludwig-Maximilians University, Munich, Germany
The neuropathology of FTLD reveals considerable heterogeneity, but most cases fall into one of two broad categories. In one category are disorders associated with neuronal and glial lesions that are composed of abnormal conformers of the microtubule associated protein tau. In the other category are a host of disorders that do not have tau pathology greater than that which might be attributed to aging. The disorders with tau pathology are sometimes referred to as “tauopathies.” Tauopathies can be further subdivided based upon the predominant isoform of tau protein that accumulates within the neuronal and glial lesions – either 3R or 4R tau – reflecting the presence of three or four conserved 30-33 amino acid residues in the microtubule binding domain, generated by alternative mRNA splicing of exon 10 of the tau gene, MAPT. Tauopathies can also be classified based upon whether or not they are linked to mutations in MAPT, which is located on chromosome 17. Cases with MAPT mutations are referred to as frontotemporal dementia and parkinsonism linked to chromosome 17 (FTDP-17). The most common of the 3R tauopathies is Pick’s disease, and some cases of FTDP-17 have pathology that virtually indistinguishable from Pick’s disease. The 4R tauopathies include corticobasal degeneration, progressive supranuclear palsy and argyrophilic grain disease. These disorders share pathologic features, but are distinct clinicopathologic disorders.
The non-tauopathies constitute a heterogeneous group of disorders with distinct neuropathologic and molecular features. The most common of the non-tau FTLDs is characterized by ubiquitin-immunoreactive neuronal inclusions (FTLD-U). Recent evidence suggests that the inclusions may be composed of the DNA and RNA binding protein TDP-43. These disorders may or may not be associated with motor neuron disease (FTLD-MND) and overlapping pathology is detected in some cases of amyotrophic lateral sclerosis. A list of the other non-tauopathies that account for less common causes of FTLD is shown in Table 1.
Non-tau and non-TDP-43 FTLDs
Neuronal intermediate filament disease (NIFID)
neuronal intermediate filaments (α-internexin)
Multiple system atrophy with lobar atrophy
Nonspecific dementia due to mutations in PRND
Hereditary leukoencephalopathy with spheroids
Given the relative rarity of most of these FTLDs, particularly those not associated with tau or TDP-43 inclusions, the Pathology Working Group felt that at this time research objectives should primarily be focused on FTLD-U and to a lesser extent the tauopathies. Less emphasis was placed on tauopathies since a great deal is already known about clinical and pathologic features of tauopathies. Moreover, there are several animal models of tauopathies that permit detailed analysis of pathogenesis and development of treatment strategies.
With respect to major unmet research questions on the tauopathies, additional research is needed on FTDP-17 that specifically addresses genotype-phenotype correlations and molecular pathogenesis given knowledge of MAPT mutations and the various mechanisms of disease. Specifically, research is needed on how relative over expression of 4R relative to 3R tau leads to disease since this likely has relevance also to much more common sporadic 4R tauopathies, such as progressive supranuclear palsy and argyrophilic grain disease.
While research on FTLD-U has increased steadily over the last decade or more, two major research discoveries have given new impetus to making this the primary focus of the proposed research objectives. Those breakthroughs are discovery that mutations in the gene for progranulin (PGRN) are a major cause of FTLD-U and that neuronal inclusions in FTLD-U are composed of TDP-43.
The Pathology Working Group has several major recommendations :
Before recommendations for specific research objectives related to FTLD-U are addressed, there are several recommendations of a more general nature, specifically addressing needs for promoting brain resources.
Brain Banking for FTLDs
The Pathology Working Group recommends that efforts be made to promote postmortem studies of brain pathology through several initiatives, including education about importance of autopsies and facilitation of autopsies. The latter needs to address both logistic issues, particularly related to deaths outside of a medical care setting, and fiscal issues, such as costs for transportation, tissue harvest and tissue banking. Many of these issues are dealt with effectively in the setting on NIA-funded Alzheimer research centers or NINDS-funded Udall centers for research on Parkinson’s disease, but there are currently no NIH-funded FTLD centers. While not a specific recommendation of the Pathology Working Group, the possibility of NIH funded FTD centers (P50 grants) is suggested. There are also NIH sponsored brain banks (e.g., McLean and Maryland NICHD bank) that might address some of these issues.
For other uncommon brain disorders patient advocacy groups (e.g., Society for PSP) have made efforts to promote autopsies through web-based information and caregiver symposia. The Frontotemporal Dementia Association (FTDA) may also be enlisted to contribute to fulfillment of some of these research objectives.
While a centralized brain bank for FTLD would be ideal, there are other means for meeting the needs of the research community. For example, a centralized database or clearinghouse can be established that provides a network of pre-existing brain banks that currently house FTLD specimens. A prime example of this would be the National Alzheimer Coordinating Center (NACC), which is an NIA-sponsored initiative that links all of the ADRCs and ADCCs. A comparable initiative is currently being entertained for the Udall Centers through the Parkinson Disease Data Organizing Center. The NACC database contains information about brain banking procedures at each of the centers as well as pathologic diagnoses using a standardized reporting method. It currently lacks an inventory database that would readily permit an interested party from finding out easily where particular types of brain specimens (e.g., frozen tissue from FTLD-U) could be found.
The NIH funded HIV clearing house is another paradigm for networking pre-existing brain banks, where a central office coordinates donations and withdrawals from several networked brain banks. This central clearinghouse maintains an inventory of the number and types of specimens at various brain banks and facilitates retrieval of specimens for individuals who request material.
Regardless of how it is accomplished, brain banking at either a central FTLD brain bank funded by NIH or FTDA or a distributed network of brain banks, the Pathology Working Group places great importance on this research objective since it will provide resources for addressing some of the other research objectives to follow.
Develop FTD Consortia
Given the relative rarity of FTLD-U and FTLD-MND and the related disorder ALS, a research priority not limited to pathology, is the development of multicenter consortia to study FTLD. Such an initiative currently exists for the mid-west consortium of centers in Dallas, St. Louis and Chicago. Other consortia of this type should be developed for other regions of the United States as well as for international sites. The NACC has in the past sponsored a consortium to look at clinical issues related to FTD, but there have been no funded consortia for pathology.
In Europe the European Union has established a network of brain banks (BrainNet) to address neuropathology of degenerative disease. The initial priorities of this program were to develop standardized methods for tissue processing and diagnostic criteria for the most common neurodegenerative disorders, Alzheimer’s disease and Lewy body disease. The methods used in BrainNet build on past multicenter consortia to develop standardized practice parameters such as the Consortium to Establish a Registry for Alzheimer’s Disease (CERAD).
Brain Banking Methods
The Pathology Working Group discussed the importance of using modern brain banking methods for collecting brain samples that would permit the greatest number and types of investigations. It was also recognized that specialized centers may deviate from any proposed ideal practice parameters, which often involve freezing tissue from at least half the brain. While laterality is less of an issue for relatively symmetrical disease processes (e.g., Alzheimer’s disease), many FTLD patients have focal cortical syndromes where the issue of which side of the brain is processed in a given manner is a significant issue. To some extent these issues have been previously addressed in brain banks that are devoted to studies of ischemic-vascular cognitive impairment. In these particular special circumstances the entire brain may be preserved for histologic studies. Given the need for molecular studies in FTLD, this is currently not recommended. The Pathology Working Group felt that this and other issues related to methods of brain banking for FTLD should be addressed in an NIH- or FTDA-sponsored workshop.
FTLD Diagnostic Issues
As has been mentioned previously several multicenter initiatives have addressed standardization of neuropathologic evaluation of degenerative disorders. Examples are CERAD, EuroDem and BrainNet. Such an initiative is needed for FTLD. This cannot easily be accomplished in other than a formal and funded initiative for it will require commitment from a principal investigator to organize the program and it will require willing participation from a number of pathologists to develop consensus on a variety of issues. The place to start might be a small conference (e.g., teleconference) to develop an RFA for such an initiative. The eventual funding should be open and competitive, with a peer review process determining how to proceed. Among the various issues that need to be addressed by this multicenter investigation are the following:
Consensus FTLD-U and FTLD-MND Pathologic Criteria
The discovery of TDP-43 as a marker for FTLD-U and FTLD-MND has generated research questions that are unique to this field. In particular, biochemical and immunohistochemical studies have suggested that there may be subtypes of FTLD-U that can be recognized by specific TDP-43 conformers or by particular patterns of TDP-43 immunoreactivity. With respect to histologic patterns, at least two different schemes have been proposed based upon appearance of lesions in particular cortical layers with or without stipulation of involvement in the hippocampal dentate fascia (see Table).
Other schemes classify FTLD based upon extent of involvement of subcortical areas, such as the striatum. Still other schemes separate cases based upon the presence or absence of hippocampal sclerosis.
The importance of differentiating the various subtypes of FTLD-U will stem from clinical correlates. Specifically, it will be of value to learn if there are particular clinical phenotypes (e.g., familial or specific FTD syndrome, such as semantic dementia) that are associated with the FTLD-U subtypes.
A consensus conference is needed to address diagnostic issues. This conference would ideally be structured and might be patterned after initiatives to develop pathologic criteria for an equally rare and pathologically heterogenous disorder, corticobasal degeneration. In this type of conference a two phased approach has been used. The first phase involves convening experts in neuropathology of FTLD who propose essentials for diagnosis and submit cases that have been processed optimally and meet minimal standards. Cases are selected that include not only typical cases, but also atypical cases of FTLD-U and FTLD-MND as well as disorders that would likely be in the differential diagnosis (e.g., hippocampal sclerosis due to tauopathies or ischemic vascular disease or nonspecific dementia due to Creutzfeldt-Jakob disease). The second phase tests the proposed criteria in a structured setting where preferably a second independent group of evaluators examines the cases, generates a diagnosis and provides information on various parameters that went into the diagnostic process.
Expanding Knowledge of the Neuropathology of FTLD-U
While much is known about the neuropathology of FTLD-U, there is still need for further basic studies on FTLD-U using a range of methods, including silver staining histology, immunohistochemistry, electron microscopy and biochemistry. Specific issues are the detailed description of the nature and distribution of neuronal pathology in multiple brain regions, the association of FTLD-U with other pathologies (e.g., white matter pathology, neuroinflammation, extrapyramidal pathology (e.g., basal ganglia, thalamus & substantia nigra), motor neuron pathology and hippocampal sclerosis). Neuronal intranuclear inclusions (NII) have been described in most if not all cases of FTLD-U due to PGRN mutations. They can also be detected in nonfamilial cases of FTLD-U. Further investigation is needed into the value of this histopathologic feature for familial disease.
Additional studies (e.g., in situ hybridization, immunohistochemistry) are needed on the normal anatomical distribution of PGRN and TDP-43 within the nervous system. What cell types express these molecules and does this contribute to understanding the selective vulnerability of FTLD-U.
The Pathology Working Group felt that there was a particular need to explore the nature of pathologic overlap between motor neurons disorders (e.g., ALS) and FTLD-U. This might involve including motor neuron specialists in all of the research objectives.
Hippocampal sclerosis is found in over 70% of FTLD-U cases and further studies are needed into the pathogenesis of this selective vulnerability and its clinical and neuroradiologic correlates. It is also a priority to determine the value of this histopathologic feature in the differential diagnosis of degenerative dementia. Preliminary evidence suggests that presence of hippocampal sclerosis is associated with TDP-43 immunoreactive lesions consistent with FTLD?U even when it is detected in the setting of other pathologic processes (e.g., Alzheimer type pathology).
TDP-43 Related Research Objectives
The Pathology Working Group felt that a related research priority was to confirm and to extend molecular biologic studies of TDP-43 in FTLD-U with a focus on post-translational modifications (e.g., ubiquitination, phosphorylation and proteolytic cleavage). There was also a need to learn if TDP-43 is the constituent of the fibrillar structures that are detected in the inclusions of FTLD-U or if it is a non-fibrillar granular constituent. These studies include addressing the fibrillogenic potential of TPD-43 similar to studies that were developed to study fibrillogenesis of tau protein. Further immunoelectron microscopic studies are also warranted into the subcellular distribution of TDP-43 in FTLD-U, with particular reference to inclusion bodies.
Other research efforts are needed to understand the specificity of the biochemical signature of TDP-43 alterations and to determine how they relate to clinical subtypes and possibility of using these biochemical variants of TDP-43 as a biomarker for FTLD-U. For example, can one measure TDP-43 in cerebrospinal fluid?
Another issue that must be addressed is whether the different modifications in TDP-43 are representative of qualitatively different disease processes or merely reflection of disease severity. As such, it would be important to study FTLD-U with varying degrees of disease severity or disease duration. Although difficult, developing a staging scheme for the pathology of FTLD-U should be a research objective. This will be especially important in evaluating effectiveness of future disease modifying therapies.
It will also be important to study if biochemical variants have any relationship to agonal or postmortem factors (cf. dephosphorylation and proteolysis of tau as a postmortem artifact).
Preliminary evidence was presented that TDP-43 may be detected in the setting of other neurodegenerative disease processes, such as Alzheimer’s disease and Guam Parkinson dementia complex. These results need to be confirmed and validated. There need to be additional studies and consensus about the meaning of these phenomena. Does it represent concurrent FTDL-U in AD and Guam PDC or does it indicate that TDP-43, like synuclein, may co-deposit with tau in some brains and sometimes within the same neuron? The essential research objective is to learn the specificity of TDP-43 for FTLD-U. Large scale screening of brain collections for TDP-43 immunoreactivity (e.g., wide age ranges, different ethnic groups, and a range of different pathologic processes) is needed.
Should evidence exist that TDP-43 may co-deposit with tau (or other proteins) then it will be essential to determine the molecular basis for this phenomenon.
State-Of-The-Art PGRN & TDP-43 Symposium
Another important research objective is to learn more about TDP-43 and progranulin. In the past, NIH has convened state of the art symposia where experts form various fields gather to review the current state of knowledge about a particular topic. The Pathology Working Group felt that such an NIH sponsored symposium should be convened and be open to the wider research community (e.g., web cast) whereby the sponsored symposium would bring together experts on both TDP-43 and PGRN from fields of cancer cell biology, inflammation and immunology, neurobiology, genetics, transcription control, and molecular pathology, as well as clinicians with insight into the neurologic, psychiatric and neuropathologic aspects of FTLD-U and ALS.
Development of Other Research Resources
Currently, there are a limited number of commercial antibodies to TDP-43. The NIH should consider supporting efforts to develop antibodies through its resources (e.g., NINDS NeuroMab Facility) that are specific to various TDP-43 forms (e.g., specific cleavage products or post-translational modifications).
As animal models become available (e.g., TDP-43 transgenic, PGRN knock-outs, and TDP-43 transgenic crossed with PGRN knock-outs), these need to be made widely available to the research community.
THE CLINICAL DIAGNOSIS AND IMAGING/BIOMARKERS GROUP SUMMARY AND SUGGESTIONS FOR FUTURE RESOURCE DEVELOPMENT AND RESEARCH INITIATIVES
Brad Boeve, MD., Mayo Clinic College of Medicine, Rochester, MN
Murray Grossman, MD., U. of Penn. School of Medicine, Philadelphia, PA.
David Knopman, MD., Mayo Clinic College of Medicine, Rochester, MN.
M. Marsel Mesulam, MD., Northwestern University, Chicago, IL.
Bruce Miller, MD., UCSF School of Medicine, San Francisco, CA.
Peter Nestor, FRACP.,U. of Cambridge, Cambridge, UK.
Martin Rossor, MD, FRCP., Dementia Research Centre Institute of Neurology, London, UK.
Gary Small, MD, UCLA Semel Institute, Los Angeles, CA.
The Clinical Diagnosis, Imaging, and Biomarkers Group considered several issues pertaining to frontotemporal dementia (FTD) at the FTD Workshop held in January 2007 in Miami, Florida. The following summary describes the issues considered to be critical for further research in FTD, followed by a list of items considered of highest priority for funding.
Nomenclature of FTD spectrum disorders: How should research proceed to refine/update the nomenclature?
Confusion and debate continues in the nomenclature of FTD, primary progressive aphasia (PPA), semantic dementia (SD) and related syndromes (henceforth considered collectively as “FTD spectrum disorders”). Inherent in this discussion is the underlying tenet that symptomatology, and hence syndromic terminology, reflects the topography of degeneration, which does not necessarily reflect the underlying disease. In other words, frontotemporal dementia reflects the topography of frontotemporal degeneration, but does not necessarily indicate underlying Pick’s disease. Ultimately what is needed is a terminology that predicts molecular pathogenesis and response to therapy—goals that need to be pursued aggressively in the next decade.
The diagnostic criteria for PPA have been published (1). Criteria for PPA subtypes are being developed by a working group of aphasia experts who convened a Progressive Aphasia and Semantic Dementia meeting in San Francisco in April, 2006. To summarize the initial deliberations of this group and current practice, the FTD spectrum disorders can be labeled as follows:
a) nonfluent/agrammatic PPA, also known as progressive nonfluent aphasia (PNFA)
b) semantic PPA, also known as aphasic type of semantic dementia (SD)
c) logopenic PPA
Unresolved questions remain, such as how should features of parkinsonism, corticobasal syndrome, PSP, spasticity, lower motor neuron dysfunction not fulfilling ALS criteria, etc, be considered in each of these syndromes?
Clinical diagnosis of FTD in patients with cognitive/behavioral changes: How should research proceed to establish or negate the diagnosis of behavioral variant FTD?
The so-called “Neary criteria” for the behavioral variant of FTD was the first attempt to describe the clinical features and findings on ancillary testing needed for the diagnosis of FTD (2). This was a significant move forward in the dementia field, but over time weaknesses have been appreciated, such as the lack of definitions for some core features (eg, social interpersonal conduct), difficulty with operationalizing items in the criteria, absence of specific requirements for the number and types of features that must be present for the diagnosis, and the sheer number of features that must be considered (>20). A different set of criteria was proposed as research criteria for the clinical diagnosis of FTD (developed by Bruce Miller and collaborators at UCSF):
Proposed research criteria for the clinical diagnosis of behavioral variant frontotemporal dementia:
Imaging and Genetic Features - any or all of the following
Clinically probable FTD = any 4 of the 6 clinical features, or at least 2 of clinical features along with meet imaging or genetic criteria
Clinically possible FTD = any 2 of the 6 clinical features without imaging or genetic features
Abbrreviations: FDG PET=fluorodeoxyglucose positron emission tomography, MAPT=gene encoding microtubule associated protein tau, MRI=magnetic resonance imaging, PGRN=gene encoding progranulin, SPECT=single photon emission computed tomography, VCP=gene encoding valosin-containing protein
The sensitivity and specificity of these criteria could be tested in a prospective fashion to determine their sensitivity/specificity for FTD-spectrum pathology versus AD pathology. One advantage of these criteria is that they can easily be adapted to the use of questionnaires or other scales that operationalize the core features. This allows reliably delineating each feature as present or absent. Numerous research questions could be put to the test, such as:
These are all research questions that can be addressed using clinical/pathological approaches, and refinements of the proposed research criteria will be necessary. These refinements should be data-driven rather than based on consensus or clinical experience.
Clinical diagnosis of PPA in patients with changes in speech articulation/language: How should research proceed to establish or negate the diagnosis of PPA?
The criteria proposed by Mesulam was discussed, and all agreed that the criteria published in 2003 (1) should be maintained:
Criteria for the clinical diagnosis of PPA
From Mesulam MM, New Engl J Med 2003 (1)
The core deficits for all PPA patients are word-finding, naming or spelling impairments. Single word comprehension, fluency and syntax can help subtyping using the following flowchart:
|single word comprehension|
|fluency and/or syntax||fluency and/or syntax|
mixed or global
Several other issues relating to FTD, PPA, and other syndromes within the FTD spectrum include the following:
Challenges for FTD and PPA that can be addressed through collaborative research
Characterization of patients with FTD spectrum disorders: What are the minimum bedside and neuropsychological tests that should be performed for characterizing patients with cognitive/behavioral/language changes in routine neurologic practice? in academic centers?
This is an important issue – the Progressive Aphasia and Semantic Dementia conference participants as well as the FTD Working Group of the NIA-sponsored ADC/ADRCs are addressing this.
Predicting the underlying “proteinopathy” in FTD spectrum patients: How should research proceed to determine the underlying proteinopathy in the FTD spectrum disorders ?
A critical issue for future drug trials into FTD spectrum disorders is to enroll subjects who have the underlying disorder for which the therapy has been identified or developed. While many disorders can underlie FTD and PPA, they generally fall into two classes: the “tauopathies” [Pick’s disease, corticobasal degeneration (CBD), progressive supranuclear palsy (PSP), argyrophilic grain disease (AGD), multisystem tauopathy (MST), or FTDP-17 due to mutations in MAPT] and the “ubiquitinopathies” [frontotemporal lobar degeneration with ubiquitin-positive inclusions (FTLD-U), frontotemporal dementia with motor neuron disease (FTD-MND), and FTLD-U with neuronal intranuclear inclusions (NII) due to mutations in PGRN]. Now with the identification of TAR DNA binding protein 43 (TDP-43) as a protein that is ubiquitinated in FTLD-U, FTD-MND, and FTLD-U with NII (5), the ubiquitinopathies could more specifically be called “TDPopathies” or “tardopathies.” The tauopathies and tardopathies comprise >80% of the disorders that underlie FTD-spectrum syndromes, with the remaining cases being almost entirely Alzheimer’s disease with neuritic plaques, neurofibrillary tangles, and cortical degeneration occurring in a focal/asymmetric frontotemporal pattern of topography rather than the more usual bilateral mesiotemporoparietal > frontal distribution.
It is still unknown whether a treatment for FTLD-U will have equal efficacy for FTLD-tau. However, if a drug that affects tau or progranulin or TDP-43 pathophysiology is developed, it will be crucial to identify those patients most likely to benefit from the drug (presuming any drug of interest would affect one protein and not multiple proteins, although the latter scenario would make antemortem proteinopathy determination far less critical). A high priority research question is determining which single or combination of features/test findings are most sensitive and specific for identifying a tauopathy vs a tardopathy vs an amyloidopathy vs another disease in the setting of an FTD spectrum disorder (or any dementia syndrome), considering the following and possibly other features:
Yet some clues have already emerged as hopeful candidates – some of the pertinent published and unpublished data are summarized below:
Clinical syndrome +/- imaging predicting the underlying proteinopathy
The combination of the clinical syndrome plus the findings on MRI, SPECT, or FDG-PET are predictive of pathology, to an extent. In fluent PPA/semantic dementia, the largest clinical series published to date involving 18 subjects with antemortem and postmortem data (6) revealed 13 had FTLD-U pathology, 3 had Pick’s disease pathology, and 2 had AD pathology. Thus, based on this series, ubiquitin-positive inclusion pathology is by far the most common underlying proteinopathy followed by a tauopathy – specifically the 3 repeat tauopathy of Pick’s disease. Yet the authors emphasize that the 2 AD cases failed to have the typical focal or asymmetric anterior temporal lobe atrophy on imaging, or were otherwise slightly atypical in other ways. It appears that the amyloidopathy of AD is rare in the fluent PPA/SD syndrome.
In some patients with behavioral variant FTD, atrophy on MRI is minimal. Functional neuroimaging studies tend to show frontal (particularly right frontal) hypoperfusion on SPECT (7) and hypometabolism on FDG-PET (8) in the FTD syndrome.
In those with progressive nonfluent aphasia (PNFA), particularly those who have subtle apraxia of speech followed by PNFA features, CBD and PSP was the most frequently encountered pathology in one series (9).
Also in the PNFA variant of PPA, voxel-based morphometry (VBM) on MRI and FDG-PET shows focal abnormalities in the anterior insula (10). If FDG-PET shows focal insula or even more widespread frontotemporal hypometabolism plus hypometabolism in the parietal region, the pathology is more likely to be AD compared to a non-AD disorder; if no parietal hypometabolism is present, a non-AD disorder is more likely (10).
To summarize, FTLD-U pathology tends to underlie fluent PPA/SD, FTLD-tau pathology tends to underlie PNFA, and approximately equal proportions of FTLD-U and FTLD-tau pathologies tend to underlie behavioral variant FTD.
PET imaging with protein radiotracers predicting the underlying proteinopathy
Two radiotracers (3, 4)have been studied most rigorously in aged individuals using PET imaging, with most individuals being normal controls or patients with amnestic mild cognitive impairment (MCI) or probable AD (4). The PIB agent primarily binds to amyloid plaques (3), while the FNNDP agent binds amyloid plaques, neurofibrillary tangles, as well as other amyloid-like structures (eg, prion protein plaques) (4). FDDNP labeling shows high positive predictive value for birefringence in senile plaques and NFTs in AD, prion plaques and amyloid deposits in cerebral amyloid angiopathy. FDDNP labeled structures have not been observed in Pick’s disease, progressive supranuclear palsy, multiple system atrophy, or cerebral hypertensive vascular (11). Each agent could be useful in the characterization of patients with FTD and PPA syndromes, at least to the extent of excluding underlying AD pathology. The absence of uptake of PIB in FTD/PPA patients would argue against AD, particularly if the patients are older (70 or greater). The absence of uptake of FNNDP in the setting of FTD/PPA would likely argue against some tauopathies (e.g., Pick’s disease) but not all of them (e.g., PSP). There is no data yet using FNNDP in multiple cases of CBD, AGD, FTDP associated with MAPT mutations, nor in ubiquitin/TDP-43 positive inclusion disorders such as FTLD-U, FTD-MND, and FTLD-U with NII. Further use of PIB and FNNDP, and other protein radiotracers as they are developed, in the disorders that underlie the FTD/PPA syndromes, Lewy body disorders, etc., are clearly needed.
Clinical syndromes and neuropsychologic tests predicting the underlying proteinopathy
Several interesting differences are being revealed by analyzing antemortem data in those who exhibited an FTD syndrome during life depending on whether they had an underlying tauopathy (tau+), a ubiquitinopathy/tardopathy or DLDH pathology (tau-), or so-called “frontal variant Alzheimer’s disease” (fvAD). The rate of neurologic decline is faster and survival is shorter in tau+ cases compared to tau- cases (12, 13). Differential performances on neuropsychological measures have also been found. Cases with fvAD pathology perform less well on delayed recall measures compared to the tau+ and tau- cases. This is correlated with medial temporal atrophy on MRI studies and with the density of amyloid pathology burden in the mesial temporal lobe of fvAD cases. By comparison, performance on confrontation naming (Boston Naming Test) is poorer in the tau- cases, and scores of BNT decline more rapidly in tau- and AD cases than tau+ cases. This may reflect greater inferolateral temporal lobe pathology in the tau- and fvAD cases. Tau- cases also have greater social comportment problems, perhaps reflecting right frontal and temporal disease (14). Performance on constructional praxis and some executive measures is worse, and the frequency of extrapyramidal signs is higher, in the tau+ cases (14). Figure construction difficulty correlates with frontal cortical atrophy on MRI and with the density of tau+ pathology in frontal cortex (14).
Clinical syndromes and CSF protein levels predicting the underlying proteinopathy
Comparing CSF levels of total tau, phospho-tau, and beta-amyloid among the varying clinical syndromes (some with pathologic characterization) shows lower CSF total tau levels in the presumed and path-proven tau+ cases (15). Thus, lower CSF tau may reflect greater amounts of deposited tau in brain.
All of the data presented above – much of which is yet unpublished or only published over the past few years – underscore the value of comprehensive clinical, neuropsychological, neuroimaging, and laboratory studies being performed longitudinally, with eventual neuropathologic characterization, in order to tease out the most useful predictors of the underlying proteinopathy in FTD spectrum patients. These studies are laborious for patients, caregivers, and investigators; are very expensive; are highly reliant on the volunteer enthusiasm of patients/families and their willingness to plan for autopsy; and are also reliant on the solid infrastructure and continued funding of academic programs interested in FTD. Yet, the development of eventual disease-altering therapies cannot proceed in the clinical arena without all of these groups of individuals working in concert.
Longitudinal assessment for determining the efficacy/tolerability/safety of drugs in symptomatic FTD spectrum patients: How should research proceed to test which clinical, neurobehavioral, neuropsychological, blood, CSF, and imaging measures are most useful for the longitudinal assessment of FTD to determine the efficacy of drugs?
Two classes of therapies can be considered here: 1) those that affect the underlying biology of the disorder and hence could slow down or halt the rate of progression of disease in already symptomatic FTD spectrum patients (ie, pathophysiology-altering therapies, with examples being kinase inhibitors, tau stabilizers, agents that increase progranulin secretion/production), and 2) those that affect the problem symptoms/behaviors of the disease but may not necessarily affect the rate of progression of the underlying disease process (ie, symptomatic therapies, with examples being memantine, atypical neuroleptics, mood stabilizers, anticonvulsants). Some of the issues pertaining to treatment trial design are different between these classes of potential therapies, although obviously identifying and testing pathophysiology-altering therapies is of paramount importance.
With the advancements in the basic sciences of understanding the pathophysiology of the tauopathies, and likely the same will occur with progranulin/TDP-43, etc., it would be highly unfortunate if a drug that could impact the pathophysiology of any of these processes of neurodegeneration were identified, but the stage was not set for therapeutic trials to commence. Preliminary data from the NIA-sponsored “FTD Instrument Study: A Basis for Clinical Trials” (RO1 AG23195; PI: David Knopman) protocol, were reviewed and can be summarized as follows:
In order to design clinical trials in the FTD spectrum disorders, knowledge of the progression of the disease must be determined in order to estimate power and choose optimal outcome measures. The objective of the FTD Instrument Study was to conduct a multicenter, one year replica of a clinical trial in patients with one of 4 FTLD syndromes, behavioral variant frontotemporal dementia (bvFTD), progressive nonfluent aphasia (PNFA), progressive anomic aphasia (PAA) and semantic dementia (SD). Subjects with one of these 4 syndromes were recruited from 5 academic medical centers over a 2 year period. Standard diagnostic criteria were used that were operationalized for clinical trial usage. In addition to clinical inclusion and exclusion criteria, subjects were required to exhibit focal frontal, temporal or insular brain atrophy or dysfunction by neuroimaging. Subjects underwent a neuropsychological, functional, behavioral, neurological and MR imaging assessment at baseline and 12 months later. Potential outcome measures were examined for their rates of floor and ceiling values at baseline and end of study, their mean changes and variances. As of October 27, 2006, 102 subjects underwent baseline assessment and 55 have completed the 12 month assessment. Two global measures, the FTD-modified CDR and the CGIC demonstrated change in the majority of subjects. Several cognitive measures showed negligible floor or ceiling scores either at baseline or follow-up, as well as showing decline in the majority of subjects. Functional instruments including the FBI and FAQ also might be used as outcome measures. However, the FBI’s use was complicated by apparent amelioration of behavioral disturbances in a sizable number of subjects. The FAQ was subject to ceiling effects at baseline in a number of subjects. These findings suggest that it is feasible to conduct clinical trials in FTLD, and there are several candidate outcome measures – both global and cognitive – that could be used across the spectrum of FTLD.
For symptomatic therapies, one would desire scales that measure neuropsychiatric burden, or executive dysfunction burden, or aphasia burden, etc. Assessing the quality of life of patients and caregivers, and costs associated with disease, are also important. Some potentially viable scales exist (e.g., Neuropsychiatric Inventory or NPI, modified Clinical Dementia Rating scale or CDR for PPA. The PPA-CDR (Johnson, Weintraub et al, unpublished data) has a better correlation than the standard CDR with the daily living activity scale of PPA patients and may therefore be more useful for drug studies. Yet few drug studies have been conducted in FTD/PPA patients(16). One could argue that the neuropsychiatric burden for caregivers and families is particularly challenging, and while most clinicians who specialize in the diagnosis of management of FTD patients have vast experience with agents that tend to ameliorate problems and those which tend not to help, there are no FDA-approved indications for any drug in FTD. Plus, the recent negative publications and press on the atypical neuroleptics in Alzheimer’s disease (17, 18) have dried the ink in the script pen for this class of drugs in FTD. While it is clearly important to recognize agents with no efficacy as well as those with increased morbidity and mortality, in the era of evidence-based medicine, properly constructed studies focused on FTD patients are needed.
Identification of at-risk, presymptomatic, and early symptomatic (ie, prodromal FTD) FTD spectrum patients: How should
research proceed to identify at-risk FTD spectrum individuals who would be interested in research participation?
Those individuals who are genealogically at-risk but asymptomatic are a critical population to characterize longitudinally. Thus, the younger generations and asymptomatic members of MAPT mutation families, PGRN mutation families, VCP mutation families, and familial FTD-ALS families are strongly encouraged to participate in research. The Association for Frontotemporal Dementias (AFTD) could assist with these research efforts in increasing interest and access to those who link to the AFTD website to centers involved in FTD research.
How should research proceed to identify presymptomatic FTD spectrum individuals in the population (ie, mass screening of possible FTD spectrum patients)?
There are significant challenges in mass screening for FTD - a significant minority of the human population have mild executive and/or language dysfunction, are disinhibited, engage in risk-taking behaviors, lack empathy/sympathy, have dyslexia and other learning disabilities, and hence differentiating such individuals in the “normal population” from those with early disease is problematic. This is worthy of further research, with the challenge being to ensure that any executive, language, or behavioral symptom represents a significant change from the individual’s previous state and level of functioning.
How should research proceed to identify the “MCI of FTD spectrum disorders”?
In most individuals with an evolving degenerative dementia, one does not traverse from a neurologically normal to unequivocally abnormal state over days or weeks, but rather a transitional phase between normal cognitive functioning and a dementia syndrome is passed through over months or years. The syndrome of mild cognitive impairment (MCI), particularly amnestic MCI, has clearly proven useful in the characterization of individuals at risk for developing AD (19, 20), and a similar prodromal state has been postulated to occur in DLB (21) and perhaps other dementia syndromes. The “MCI of FTD” is more problematic, since some individuals exhibit mild executive dysfunction but no language dysfunction or behavioral changes, while others exhibit language dysfunction but no changes in behavior or executive functioning, and still others exhibit behavioral changes without abnormalities in cognitive functioning. Some patients with early and mild FTD perform in the normal range on all standard neuropsychological tests, including those considered sensitive to executive dysfunction (e.g., Wisconsin Card Sorting Test, Stoop, Trailmaking Test, Digit Symbol, Frontal Assessment Battery, etc). Recent data suggests deficits in social cognition and theory of mind tasks may be most sensitive in very early FTD (22, 23) Subtle apraxia of speech and nonverbal oral apraxia tends to precede nonfluent aphasia in the PNFA syndrome (9), and poor confrontation naming (e.g., low score on the BNT) is an early feature of semantic dementia. The early features of right anterior temporal lobe dysfunction may be object and/or facial agnosia (prosopagnosia) (24). Subtle limb apraxia has been the heralding sign in very early CBS. Thus, the term “prodromal FTD” could be considered more fitting to capture the essence of very early FTD spectrum disorders better than MCI per se. Detailed assessment of a sufficient number of patients with very early FTD spectrum disorders will be needed to adequately characterize prodromal FTD.
Longitudinal assessment for determining the efficacy of drugs in asymptomatic subjects at risk for FTD?: How should research proceed to characterize the natural history of presymptomatic FTD so that drugs can be tested for delaying the onset or preventing FTD?
The ultimate goal in any neurodegenerative disease is to prevent the development, or at least delay the onset, of symptoms/signs in those who are at risk. In order to design prevention or disease-delaying trials, the natural history must be characterized so that a treatment effect can be demonstrated. This will be a challenge in neurodegenerative disease, since phenotypic variability is the norm rather than the rule, and the age of onset even within families with the same pathogenic mutation is wide.
Therefore, one line of research should address which single or combination of features/test findings change in a consistent/linear fashion in asymptomatic at-risk individuals:
Identifying individuals at risk will be critical to perform longitudinal analyses, and the obvious group of individuals worthy of study is the genealogically-at risk which is already occurring in those at risk for AD either by the presence of at least one apolipoprotein E4 allele (25) or by the presence of a pathogenic mutation (26). Similar work is being done in FTDP (27), but clearly far more work is needed to longitudinally characterize at-risk individuals.
Suggestions for future resource development and research initiatives:
THE THERAPEUTICS WORKING GROUP SUMMARY AND SUGGESTIONS FOR FUTURE RESOURCE DEVELOPMENT AND RESEARCH INITIATIVE S
John Q. Trojanowski (Chair) MD, PhD, U. of Penn. School of Medicine, Philadelphia, PA.Karen Duff, PhD, Columbia University, New York, NY.
Howard Fillit, MD, Alzheimer’s Drug Discovery Foundation
Walter Koroshetz, MD NIH/NINDS
Jeff Kuret, PhD, Ohio State University College of Medicine, Columbus, OH.
Larry Refolo, PhD, NIH/NINDS
Introduction and Background On Targets For FTD Drug Discover
Most neurodegenerative disorders are characterized by abnormal protein aggregates in neurons and glia of the central nervous system (CNS). The identification of disease-specific abnormal protein inclusions has catalyzed efforts to elucidate mechanisms of pathogenesis and molecular classification of neurodegenerative diseases as exemplified by the two most common of these disorders, Alzheimer’s disease (AD) and Parkinson’s disease (PD), but also less common disorders such as frontotemporal dementias (FTDs) which account for ~20% of presenile dementia cases. Although FTDs are clinically, genetically, and neuropathologically heterogeneous, >95% of cases are TDP43 proteinopathies or tauopathies as summarized briefly below, thereby providing potential molecular targets for FTD drug discovery efforts.
Frontotemporal lobar degeneration (FTLD) with ubiquitin-positive, tau-negative inclusions (FTLD-U) was thought until recently to be the underlying pathology in about half of clinical FTD including forms of FTD that present with motor neuron disease (MND), which is referred to as FTD-MND or FTLD-U with MND. However, TAR-DNA-binding protein 43 (TDP-43), a nuclear protein implicated in exon skipping and transcription regulation, was recently identified as the major pathological protein in inclusions of sporadic and familial FTLD-U with and without MND as well as in sporadic forms of amyotrophic lateral sclerosis (ALS) [3,10,13]. Thus, TDP-43 proteinopathy may replace the other earlier terms mentioned above in the same way that tauopathies refers to another major group of FTDs characterized by tau pathologies (see below). Briefly, pathological TDP-43 in these disorders is abnormally phosphorylated, ubiquitinated and cleaved to generate C-terminal fragments, and is recovered only from affected CNS regions including hippocampus, neocortex, and spinal cord. Thus, this pathology defines a novel class of neurodegenerative diseases that can be referred to as TDP-43 proteinopathies .
About 50% of FTLD cases in most series is FTLD-U and FTLD-U with MND, also called FTLD-MND. The majority of cases of FTLD-U have variable densities of ubiquitin-positive neuronal cytoplasmic inclusions (NCIs) and dystrophic neurites (DNs) in frontal and temporal neocortex and, to a lesser degree, in the parietal cortex; the occipital lobe is usually spared. Ubiquitin-immunoreactive NCIs are typically found in the granule neurons of the dentate fascia of most cases of FTLD-U and FTLD-U with MND. Neuronal intranuclear inclusions (NIIs) have been reported most commonly in familial cases of FTLD-U, especially those associated with progranulin gene (PGRN) mutations, but are largely but not completely absent from sporadic cases.
Molecular genetic heterogeneity is a striking feature of FTLD-U. Recently, the molecular genetic causes of familial FTLD-U linked to chromosome 17 were discovered: mutations in the PGRN gene. Although ubiquitin- and TDP-43-positive neuronal and glial inclusions have been found in the inclusions of familial FTLD-U with PGRN mutations, progranulin proteins, as investigated by immunohistochemistry, are not components of the ubiquitin positive inclusions implying that another ubiquitinated disease protein, i.e. TDP-43, aggregates in these lesions [10,13]. Abnormal hyperphosphorylated and truncated TDP-43 has been detected biochemically in both affected gray and white matter suggesting that both glial and neuronal pathology may contribute to the pathogenesis of FTLD-U caused by PRGN mutations.
Inclusion body myopathy associated with Paget’s disease of bone and frontotemporal dementia (IBMPFD) is a rare autosomal dominant disorder with mutations in the valosin-containing protein (VCP). VCP, a member of the AAA-ATPase gene super family (ATPase Associated with diverse cellular Activities) has multiple cellular functions including acting as a molecular chaperone in endoplasmic reticulum-associated protein degradation (ERAD), stress response, programmed cell death, and interactions with the ubiquitin-proteasome system. In FTLD-U with VCP mutations, TDP-43 co-localizes with ubiquitin pathology both in NII and DN. Similar to FTLD-U, phosphorylated TDP-43 was detected only in the insoluble brain extracts from affected regions indicating that the VCP gene mutations cause a dominant negative loss of function or alteration of VCP function leading to impaired degradation of TDP-43 [3,10].
Mutations in the charged multivesicular body protein 2B (CHMP2B) gene were recently identified as the cause of FTD linked to chromosome 3 in a large Danish pedigree. Human CHMP2B is a protein of 213 amino acids with a predicted coil-coil domain and is a component of the endosomal secretory complex required for transport III (ESCRITIII). Neuropathology reveals ubiquitin-positive granular NCIs in frontal neocortex and hippocampus, but no ubiquitin-positive DN or NII. Recently, a new genetic locus on chromosome 9p for familial FTD-MND has been described. In one family, candidate gene sequencing revealed the presence of a putative disease segregating stop mutation (Q342X) in the intraflagellar transport protein 74 (IFT74) gene. IFT74 is a 600 amino acid protein with a coiled-coil domain-containing protein that localizes to the intracellular vesicle compartment and is a component of the intraflagellar transport system responsible for vesicular transport of material synthesized within the cell body into and along dendrites and axons. Neuropathology of FTLD-U with IFT74 mutation reveals all the stigmata of FTLD-U (ubiquitinated NCI, DN, and NII), but loss of motor neurons was not a feature of the case reported. Emerging data indicate that TDP-43 is a common pathologic substrate linking sporadic FTLD-U and FTLD-U with MND with familial FTLD-Us with PGRN and VCP mutations [3,10,13].
Thus, TDP-43 proteinopathy forms a large spectrum of familial and sporadic cases of FTLD-U and FTLD-U with MND. Recent studies expand and define the spectrum of TDP-43 proteinopathies including sporadic and familial FTLD-U with PGRN and VCP mutations, individuals with chromosome 9p-linked FTLD-U, and cases with FTLD-U with MND, but not FTLD-U linked to chromosome 3. Thus, despite the clinical, genetic, and neuropathologic heterogeneity of FTLD, TDP-43 is the disease protein underlying a large subset of these disorders thereby implicating TDP-43 in novel and unifying mechanisms of FTLDs [3.10.13].
Prominent tau abnormalities are recognized as the defining neuropathology in close to half of clinically diagnosed FTDs cases, and these are referred to as tauopathies due to accumulations of insoluble hyperphophorylated tau proteins in neurons and/or glial cells . For example, besides atrophy of the frontal and temporal lobes with superficial spongiosis, Pick’s disease (PiD) is characterized by large numbers of tau-positive spherical cytoplasmic inclusions called Pick bodies that are encountered in particular in the hippocampus. The main neuropathological finding in progressive supranuclear palsy (PSP) is a high density of tau-positive globose-type neurofibrillary tangles (NFTs) and neuropil threads in several subcortical structures including subthalamic nucleus, pallidum, substantia nigra or pons, and, tau positive tufted astrocyte are characteristic of this disorder, as is degeneration in the cerebellar dentate nucleus. In addition to neuronal loss in focal cortical regions, striatum and substantia nigra, corticobasal degeneration (CBD) is characterized by achromatic balloon-shaped neurons (referred to as “ballooned neurons”) and by diffuse or granular cytoplasmic tau-immunoreactivity (pretangles) or small NFTs. Importantly, in CBD profound glial pathology including astrocytic plaques in cortex and thread-like lesions as well as glial tau inclusions in gray and white matter. The distinct neuropathological feature of argyrophilic grain disease (AgD) includes the presence of abundant spindle-shaped argyrophilic grains in neuronal processes and coiled bodies. Coiled bodies occur in PSP, CBD and AGD. NFT predominant dementia (NFTPD) is characterized by abundant allocortical tau positive NFTs with no or few isocortical tau lesions, absence of neuritic plaques, and scarce amyloid-? (A?) deposits.
After studies showed linkage of chromosome 17q21-22 to disease in several families with hereditary FTDs, additional families with a remarkable variety of clinical and pathologic phenotypes also were reported to show linkage to this region of chromosome 17 that harbors the microtubule (MT) associated protein tau (MAPT) gene. Since some of these familial disorders also showed evidence of parkinsonism, they have been collectively referred to as FTD with parkinsonism linked to chromosome 17 (FTDP-17), and the major neuropathological features of FTDP-17 are neuronal and glial fibrillary tau lesions with little or no A? pathology or other diagnostic brain abnormalities. The suspicion that FTDP-17 syndromes might be caused by autosomal dominant MAPT gene mutations was substantiated by a series of remarkable discoveries beginning in 1998 showing that more than 35 mutations in the MAPT gene were pathogenic for these disorders. Thus, these findings provided unequivocal proof that tau abnormalities were sufficient to cause neurodegenerative diseases .
The microtubule (MT) binding protein tau is the major constituent of NFTs, a hallmark of AD and other neurodegenerative diseases including FTDP-17 [4,8,12,16,17]. When tau becomes hyperphosphorylated it forms paired-helical fragments which go on to form protein aggregates, or NFTs, leaving less tau available to stabilize microtubules. If the latter, which are essential for intracellular transport, are compromised, neurodegeneration may follow. Several types of interventions, some impacting tau and some directly targeting the MTs could become disease modifying therapies for AD and FTD tauopathies [4,8,12,16,17].
Plausible Targets For FTD Drug Discovery Based On Mechanisms Of Disease
he two dominant underlying pathologies of FTDs are TPD43 proteinopathies and tauopathies. Since the former is a newly discovered FTD disease protein, it is difficult to formulate strategies for drug discovery specifically targeting TDP43 pathology, but this new FTD research field is advancing rapidly and it is plausible that FTDs caused by TDP43 proteinopathy will benefit from neuroprotective therapies in the absence of clear understanding of mechanisms of degeneration in these forms of FTD. On the other hand, considerable insight into mechanisms of neurodegenerative tauopathies suggest a number of plausible targets for tau focused drug discovery. Hence, tau focused targets for FTD drug discovery are summarized first below, followed by a discussion of neuroprotective therapeutic strategies that could benefit both tauopathies and TDP43 proteinopathies.
By inhibiting phosphorylation of tau, the protein and MTs could be stabilized. There are several candidate kinases that may make good drug targets:
1. Glycogen Synthase Kinase 3beta (GSK3beta)
There is considerable evidence showing that this kinase phosphorylates tau. GSK3beta may also cooperate with other, non-tau proteins, to contribute to neuronal disruption. There is also evidence that GSK3beta might be activated in a A?-dependent manner and that GSK3beta can promote production of beta-amyloid, thus the kinase may have effects on neuritic dystrophy that are independent of tau. Potent small molecule inhibitors of GSKbeta have been developed (inhibitor constants in the 4 to 40 nM range) that bind to the ATP site on the kinase. These appear to be highly specific for GSK3 and do not appreciably affect other kinases, even the closest homologs (they do inhibit both alpha and beta forms of GSK3, however). These molecules inhibit tau phosphorylation in vitro and in vivo and they prevent tau aggregates in transgenic mice expressing aggregate prone tau mutants. They also prevent formation of tau filaments in cultured neuroblastoma cells and they prevent tau phosphorylation in mouse models of high GSK3beta activity. While studies of small molecule inhibitors of GSK3 are a priority for AD and FTD tauopathies, there are several reasons to consider a trial of the GSK3 inhibitors lithium chloride and valproic acid for FTDs [2,7,11,14]. Indeed, since they are to be tested in AD patients in the AD Cooperative Study (ADCS), and FTD clinical trial of one or both of these compounds could benefit from synergies with similar studies conducted in the ADCS.
2. Cyclin-dependent Kinase 5 (CKD5)
CDK5 phosphorylates tau at several sites that have been linked to disease. This kinase may be an ideal target from a specificity point of view because it is kept in its active form not by phosphorylation, as all other cyclin-dependent kinases, but by the binding of a protein partner called p25 . Screens for small molecules that inhibit this kinase in an ATP site-independent manner have turned up three classes of molecules. One of these comprised inhibitors that are non-competitive with respect to ATP, but competitive with respect to tau. These inhibitors may be highly specific and an ideal class of compounds for further study.
3. Heat shock proteins and the ubiquitin proteasome system
The ubiquitin ligase carboxy terminus of Hsp70 interacting protein (CHIP) can polyubiquitinate tau and may play a crucial role in preventing accumulation of phospho-tau and NFTs. CHIP-negative mice accumulate phosphotau in many areas of the brain, including the cortex and hippocampus. However, even though phosphotau accumulates in CHIP-negative animals, NFT pathology is reduced, suggesting that ubiquitination may play a role in tangle maturation. This opens up a potential strategy of preventing polyubiquitination as means to attenuate NFTs. One potential strategy is to induce cells to produce more heat shock proteins. Inhibitors of heat shock protein 90 (Hsp90), for example, might cause multi-chaperone complexes to dissociate thereby releasing heat shock factor 1 (HSF-1). This transcription factor stimulates de-novo synthesis of heat shock proteins such as Hsp70, which can modulate the fate of ubiquitinated tau [5,6]. In fact, Hsp90 inhibitors do lead to increased Hsp70 and a reduction in total phosphor-tau protein in cells, suggesting they may also work in vivo.
4. Inhibitors of Fibrillization
The formation of the tau filaments in NFTs occurs in two steps, nucleation and extension. Small molecules may be able to inhibit either step, but the kinetics is often complex [9,15]. For example, as concentrations of the inhibitor increase, inhibition may be lost. In the case of tau, the rate limiting step for fibrillization is nucleation, and this can be exponentially increased by adding some kind of nucleation inducer, such as an anionic surfactant. Small antagonists of fibrillization can work by increasing the critical concentration needed for extension of the filament into polymers. Important caveats for consideration are that such inhibition may be overcome by phosphorylation of tau or by increased tau concentration. The inhibitor/tau relationship may also be complex, with inhibitor dimerization/multimerization explaining the inhibitor dose response curves, which show reduced efficacy at higher inhibitor concentrations.
5. MT Stabilizing Agents
Stabilizing agents, such as paclitaxel, might help to maintain MT integrity by mimicking tau to keep tubulin in the polymerized state . Numerous MT stabilizing agents have been discovered but they are often isolated from natural sources and are extremely rare. Programs are underway to screen derivatives of known MT stabilizing agents to find compounds that have ideal pharmacokinetic properties. Some of these compounds work synergistically with paclitaxel, indicating that combinations of compounds may be an avenue worth exploring. Most of the compounds seem to work in a similar way, binding to the same site in the tubulin polymer that is normally occupied by tau.
6. Neuroprotective Therapies For FTDs
Since AD and FTDs are associated with a variable inflammatory response that may be induced by the underlying pathology regardless of the disease protein involved, it is plausible that immunosuppressant drugs like FK506 could have beneficial effects in tauopathies and TDP43 proteinopathies. Indeed, recent studies in tau transgenic (tg) mice showed that treating these mice before disease onset had a dramatic effect on the tau pathology and 60% of FK506-treated animals survived to one year compared to only 20% of untreated mice . Some of the treated mice had very little tau pathology and no overt hippocampal atrophy. This suggests that abolishing the inflammation caused by the accumulation of tau might be a new therapy for neurodegenerative disorders like AD and related tauopathies, but also TDP43 proteinopathies. It also suggests that FK506, or related ligands that bind FK-binding protein (FKBP) immunophilins, may have therapeutic benefit for FTD patients. This could occur via FK506-FKBP complexes that inhibit protein phosphatases 2B, so that nuclear factor of activated T-cells (NFAT) remains phosphorylated, does not enter nuclei, and thereby leads to suppression of immune function, or it could occur by immunophilin-mediated chaperone or peptidylprolyl cis-trans isomerase activity, or other unknown mechanisms. While much more work needs to be done on mechanisms of action of FK506, it is an FDA approved drug used for the treatment of organ rejection, so there is a large existing data set on FK506 that could accelerate efforts to launch a clinical trial of this drug in FTD patients.
Based on the foregoing and further discussions with the entire Workshop on FTD participants, the FTD Therapy Working Group made the following recommendations for advancing efforts to develop better therapies for FTDs.
Suggestions for future directions in FTD Therapy
Patient Oriented Translational Opportunities
Pre-clinical Translational Opportunities
Basic Science Opportunities
Last Modified February 4, 2016